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Ariel Fernando Barroso

Mariva Capital Markets, LLC

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About Ariel Fernando Barroso

Ariel Fernando Barroso is a registered representative associated with Mariva Capital Markets, LLC. Ariel has a Series 7TO, Series 63, and SIE license and has been in the industry since February 8, 2021.

Firm Information

Ariel Barroso is currently registered with Mariva Capital Markets, LLC. Mariva Capital Markets, LLC is a Limited Liability Company formed on April 13, 2010. The firm has been approved for registration in 10 states, including California, Connecticut, Delaware, Florida, Illinois, Massachusetts, Minnesota, New Jersey, New York, and Pennsylvania. Mariva has also been approved for registration with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ariel Barroso’s Registration & Firm History

FL

02/09/2021 - Present

Mariva Capital Markets, LLC (MIAMI FL)

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Licenses & Designations

BC

Issued 06/18/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/23/2020

Series 7TO - General Securities Representative Examination

BC

Issued 09/25/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ariel Fernando Barroso.
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