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Ariel E. Garza

State Farm Investment Management Corp.

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About Ariel E. Garza

Ariel Garza is a registered investment advisor representative in Washington with over 15 years of experience in the financial services industry. Ariel is currently employed by State Farm Investment Management Corp. in Moses Lake, Washington. Ariel has been a financial advisor for the firm since June 2008. Ariel also serves as the owner and agent of Ariel Garza's Insurance Agency, providing insurance services through State Farm Mutual Automobile Insurance Company and its affiliates. In addition, Ariel is the Secretary of the DESERT HILLS HOA. Ariel's specializations include investment company products and variable contracts, and life insurance and annuities. Ariel is committed to providing personalized financial advice and guidance to help clients achieve their financial goals.

Firm Information

Ariel Garza is currently registered with State Farm Investment Management Corp.. State Farm Investment Management Corp. is a terminated corporation formed on December 9, 1966, headquartered in Bloomington, IL. The firm primarily managed investment portfolios for individuals and investment companies. They managed a total of $10,164,536,171 in assets, all of which were discretionary.
State Farm Investment Management Corp.

ONE STATE FARM PLAZA

BLOOMINGTON, IL 61710-0001

$10.16B

Assets Under Management

Not reported

Total Clients

4,868

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Ariel Garza’s Registration & Firm History

WA

05/31/2019 - Present

State Farm Investment Management Corp. (Moses Lake WA)

WA

07/26/2006 - 08/17/2006

PRUCO SECURITIES, LLC. (BELLEVUE WA)

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Licenses & Designations

IA

Issued 05/31/2019

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/18/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/30/2006

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Ariel E. Garza. Review regulatory record here.
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