Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ariel? Claim Your ProfileAriel Dumalo Carlos is a financial professional with over 8 years of experience in the industry. Ariel has a strong background in securities and operations, holding licenses for Series 7, Series 99TO and SIE. Ariel is currently registered with Marex Capital Markets Inc. where Ariel joined in 2019. Prior to this, Ariel was with WELLS FARGO SECURITIES, LLC from 2014 to 2019.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/27/2019 - Present
Marex Capital Markets Inc. (NEW YORK NY)
NY
09/09/2014 - 07/18/2019
WELLS FARGO SECURITIES, LLC (NEW YORK NY)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/09/2014
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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