Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ariel? Claim Your ProfileAriel Diaz is a financial professional with over four years of experience in the securities industry. Ariel is currently registered with Empower Financial Services, Inc. in Greenwood Village, Colorado. Ariel has held prior registrations with Transamerica Investors Securities Corporation in St. Petersburg, Florida, and IFS Securities in Tampa, Florida. Ariel holds the Series 63, Series 7TO, and SIE licenses. Ariel is registered in 46 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
10/20/2023 - Present
Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)
FL
08/09/2019 - 07/18/2023
TRANSAMERICA INVESTORS SECURITIES CORPORATION (ST. PETERSBURG FL)
FL
12/26/2018 - 08/06/2019
IFS SECURITIES (Tampa FL)
BC
Issued 11/01/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/26/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/07/2018
Series 7TO - General Securities Representative Examination
Active
Inactive
F
FINRA
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