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Ariel Delores Juarez

Broadridge Business Process Outsourcing, LLC

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About Ariel Delores Juarez

Ariel Delores Juarez is a registered representative with Broadridge Business Process Outsourcing, LLC. She is a Series 6TO and SIE exam holder. Ariel's career in the financial industry began in 2020 and she has held previous positions at IVY DISTRIBUTORS, INC. and WADDELL & REED.

Firm Information

Ariel Juarez is currently registered with Broadridge Business Process Outsourcing, LLC. Broadridge Business Process Outsourcing, LLC is a Limited Liability Company formed in 2001-04-06. The firm is registered in California, Colorado, Illinois, New Jersey, New York, and Texas. It is also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

109

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ariel Juarez’s Registration & Firm History

CO

02/05/2024 - Present

Broadridge Business Process Outsourcing, LLC (DENVER CO)

KS

03/31/2021 - 05/20/2022

IVY DISTRIBUTORS, INC. (OVERLAND PARK KS)

KS

02/15/2021 - 04/14/2021

WADDELL & REED (OVERLAND PARK KS)

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Licenses & Designations

BC

Issued 02/14/2021

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/30/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ariel Delores Juarez.
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