Unclaimed
Ariel Aponte is a financial professional with over 16 years of experience in the industry. Ariel is currently registered with Kingswood Capital Partners, LLC and holds licenses in multiple states. Ariel is dedicated to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/19/2023 - Present
Kingswood Capital Partners, LLC (New York NY)
GA
03/05/2019 - 08/07/2023
CAPE SECURITIES INC. (MCDONOUGH GA)
NY
02/23/2019 - 05/19/2023
BENCHMARK INVESTMENTS, LLC (New York NY)
CA
10/12/2020 - 11/09/2020
KINGSWOOD CAPITAL PARTNERS, LLC (SAN DIEGO CA)
NY
09/05/2008 - 02/21/2019
NEWBRIDGE SECURITIES CORPORATION (NEW YORK NY)
NY
02/07/2008 - 09/10/2008
SAXONY SECURITIES, INC. (NEW YORK NY)
NY
07/02/2007 - 03/06/2008
J.P. TURNER & COMPANY, L.L.C. (NEW YORK NY)
BC
Issued 07/20/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/29/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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