Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Aric? Claim Your ProfileAric Buck is a financial advisor at J.P. Morgan Securities LLC. Aric has been in the financial services industry since 2003 and has experience working with a variety of clients, including high-net-worth individuals, corporations, and pension plans. Aric is registered to offer securities in 49 states, as well as the District of Columbia and Puerto Rico. Aric is also a registered investment advisor in Oregon, Texas, and Washington. Aric holds Series 3, 7, 9, 10, 66 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
OR
06/02/2022 - Present
J.p. Morgan Securities LLC (ALOHA OR)
NC
09/20/2018 - 01/16/2020
WELLS FARGO FUNDS DISTRIBUTOR, LLC (CHARLOTTE NC)
OR
06/01/2009 - 09/13/2018
MORGAN STANLEY (PORTLAND OR)
OR
10/03/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (LAKE OSWEGO OR)
OR
10/27/2003 - 10/09/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LAKE OSWEGO OR)
BOTH
Issued 11/7/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/14/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/23/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/7/2016
Series 3 - National Commodity Futures Examination
BC
Issued 10/24/2003
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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