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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Aric? Claim Your ProfileAric Jonathan Zamel is a financial advisor with UBS Financial Services Inc. Aric has been in the industry since May 1, 1999 and currently holds registrations in 46 states and 2 U.S. territories. Aric also holds licenses from FINRA for Series 6, 7, 26 and SIE exams. Aric is also a Certified Financial Planner and has been registered with UBS since February 2009.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
11/19/2009 - Present
UBS Financial Services Inc. (Beverly Hills CA)
CA
05/29/2007 - 03/13/2009
CITIGROUP GLOBAL MARKETS INC. (LOS ANGELES CA)
CA
09/17/2001 - 05/29/2007
CITICORP INVESTMENT SERVICES (LOS ANGELES CA)
IL
04/15/1999 - 08/30/2001
GATEWAY INVESTMENT SERVICES, INC. (OAK PARK IL)
IA
Issued 01/30/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/05/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/30/2001
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/08/2001
Series 7 - General Securities Representative Examination
BC
Issued 04/14/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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