Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Aric? Claim Your ProfileAric Vickrey is a financial advisor with Raymond James & Associates, Inc. in Santa Fe, NM. Aric has been working in the financial services industry since October 2015 and has a Series 6, 7, 63 and 65 license. Prior to joining Raymond James, Aric worked at WELLS FARGO CLEARING SERVICES, LLC in Santa Fe, NM. Aric is registered to provide investment advisory services in Arizona, California, Maryland, New Mexico, Texas and can provide brokerage services in Arizona, California, Maryland, New Mexico and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NM
06/18/2024 - Present
Raymond James & Associates, Inc. (SANTA FE NM)
NM
10/10/2015 - 08/11/2022
WELLS FARGO CLEARING SERVICES, LLC (SANTA FE NM)
IA
Issued 11/12/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/20/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/26/2018
Series 7 - General Securities Representative Examination
BC
Issued 10/10/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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