Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Aric? Claim Your ProfileAric Cleland has been in the financial services industry since 1988 and is currently an advisor at Northern Trust Securities, Inc. Aric has a diverse background, having worked for several firms including Goldman, Sachs & Co. and Brean Murray, Carret & Co., LLC. Aric holds the Series 3, 7 and 66 licenses. Aric is also registered with the states of Florida, Illinois, Iowa, Kansas, Michigan, Minnesota, Missouri, Nebraska, Pennsylvania and Tennessee.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IL
06/25/2014 - Present
Northern Trust Securities, Inc. (Chicago IL)
NY
02/23/2010 - 04/29/2014
GOLDMAN, SACHS & CO. (NEW YORK NY)
IL
01/02/2008 - 02/04/2010
BREAN MURRAY, CARRET & CO., LLC. (CHICAGO IL)
IL
08/14/2007 - 11/28/2007
NOLLENBERGER CAPITAL PARTNERS INC. (CHICAGO IL)
IL
09/03/2003 - 08/01/2007
W.R. HAMBRECHT + CO., LLC (CHICAGO IL)
MO
06/20/1995 - 03/05/2003
WACHOVIA SECURITIES, INC. (ST. LOUIS MO)
IL
11/25/1987 - 04/18/1995
THE CHICAGO CORPORATION (CHICAGO IL)
BOTH
Issued 07/25/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/18/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/2010
Series 3 - National Commodity Futures Examination
BC
Issued 11/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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