Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ariana? Claim Your ProfileAriana Acosta is a financial advisor who has been in the industry since 2007. Ariana is currently registered with UBS Financial Services Inc. and holds a variety of licenses, including Series 7, 6, 63 and 65. Ariana has a proven track record of success in helping clients achieve their financial goals. Ariana is committed to providing her clients with personalized service and advice that is tailored to their individual needs. Ariana specializes in working with individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
10/26/2023 - Present
UBS Financial Services Inc. (NEW YORK NY)
NJ
06/01/2009 - 02/21/2013
MORGAN STANLEY (PARAMUS NJ)
NJ
02/13/2009 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (PARAMUS NJ)
GA
11/29/2006 - 09/11/2008
PFS INVESTMENTS INC. (DULUTH GA)
IA
Issued 02/12/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/26/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/06/2012
Series 31 - Futures Managed Funds Examination
BC
Issued 02/11/2009
Series 7 - General Securities Representative Examination
BC
Issued 11/28/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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