Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ari? Claim Your ProfileAri Raskas is a financial professional with over 17 years of experience in the industry. Ari has a Series 7, 63 and SIE license. Ari currently works for Pickwick Capital Partners, Llc and is registered to provide investment advice in California, Connecticut, Nevada, New Jersey, New York and Texas. Previously, Ari was employed by RK Equity Capital Markets LLC and Broadband Capital Management, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/13/2015 - Present
Pickwick Capital Partners, LLC (WHITE PLAINS NY)
NY
06/07/2010 - 02/19/2015
RK EQUITY CAPITAL MARKETS LLC (New York NY)
NY
02/25/2005 - 05/18/2010
BROADBAND CAPITAL MANAGEMENT, LLC (NEW YORK NY)
BC
Issued 03/22/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/24/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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