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Ari Michael Kaplan

Jump Trading, LLC

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About Ari Michael Kaplan

Ari Kaplan is a registered representative with Jump Trading, LLC. Ari has over 20 years of experience in the financial services industry. Ari previously worked for Citadel Securities LLC and Morgan Stanley & Co. LLC. Ari holds the Series 3, 7, 24, 55, 57, and 63 licenses.

Firm Information

Ari Kaplan is currently registered with Jump Trading, LLC. Jump Trading, LLC is a Limited Liability Company formed on October 31, 2008. The firm has 1 approved SEC registration and is approved in the state of Illinois.

Not reported

Assets Under Management

Not reported

Total Clients

118

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ari Kaplan’s Registration & Firm History

IL

11/05/2018 - Present

Jump Trading, LLC (CHICAGO IL)

IL

11/11/2015 - 10/12/2017

CITADEL SECURITIES LLC (CHICAGO IL)

NY

01/02/2003 - 11/04/2015

MORGAN STANLEY & CO. LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/27/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/01/2005

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/12/2017

SIE - Securities Industry Essentials Examination

BC

Issued 12/18/2003

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 09/23/2003

Series 3 - National Commodity Futures Examination

BC

Issued 12/22/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Ari Michael Kaplan.
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