Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ari? Claim Your ProfileAri Litvin is a financial advisor with over 24 years of experience in the industry. Ari has been registered with Wells Fargo Clearing Services, LLC since 2008. Ari is a licensed investment advisor representative in California and Colorado. Prior to that, Ari was registered with RBC Capital Markets, LLC, Raymond James & Associates, Inc., and Morgan Stanley & Co., Incorporated. Ari holds a Series 63, Series 65, Series 3, Series 7, Series 9 and Series 10 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
05/11/2023 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
CA
07/12/2022 - 05/03/2023
RBC CAPITAL MARKETS, LLC (LA JOLLA CA)
CO
08/27/2019 - 07/26/2022
RAYMOND JAMES & ASSOCIATES, INC. (DENVER CO)
TN
03/06/2008 - 08/29/2019
WELLS FARGO CLEARING SERVICES, LLC (MEMPHIS TN)
CA
04/02/2007 - 03/07/2008
MORGAN STANLEY & CO., INCORPORATED (TORRANCE CA)
CA
04/27/2004 - 04/02/2007
MORGAN STANLEY DW INC. (TORRANCE CA)
CA
06/09/2003 - 02/06/2004
PLANMEMBER SECURITIES CORPORATION (CARPINTERIA CA)
CA
05/29/2002 - 03/21/2003
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
NY
01/05/1999 - 04/26/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 01/10/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/28/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/13/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/26/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/09/2005
Series 3 - National Commodity Futures Examination
BC
Issued 05/05/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Ari Litvin is the right advisor for you? Invested Better is here to help.
