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Ari Mark Rosenbaum

O'Shaughnessy Asset Management, LLC

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About Ari Mark Rosenbaum

Ari Mark Rosenbaum is a financial advisor currently registered with O'Shaughnessy Asset Management, LLC. Ari has over 16 years of experience in the financial services industry. Ari has held previous positions with Quasar Distributors, LLC, Bear, Stearns & Co. Inc., and First Fund Distributors, Inc. Ari is licensed to provide investment advice in Connecticut and Texas.

Firm Information

Ari Rosenbaum is currently registered with O'Shaughnessy Asset Management, LLC. O'Shaughnessy Asset Management, LLC is an investment advisor based in STAMFORD, CT with approximately $12,599,503,777 in regulatory assets under management. The firm provides portfolio management services for individuals, businesses, investment companies, and pooled investment vehicles. They also offer wrap fee programs and have experience managing assets for clients including high-net-worth individuals, corporations, charitable organizations, pension funds, and state or municipal government entities.
O'Shaughnessy Asset Management, LLC

100 FIRST STAMFORD PLACE

STAMFORD, CT 06902

$12.60B

Assets Under Management

1,070

Total Clients

38

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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other

Assets under advisement (for uma)

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Ari Rosenbaum’s Registration & Firm History

CT

02/21/2008 - Present

O'Shaughnessy Asset Management, LLC (STAMFORD CT)

ME

02/18/2011 - 05/01/2017

QUASAR DISTRIBUTORS, LLC (PORTLAND ME)

NY

01/11/2006 - 07/11/2007

BEAR, STEARNS & CO. INC. (NEW YORK NY)

AZ

02/12/1998 - 12/31/2000

FIRST FUND DISTRIBUTORS, INC. (PHOENIX AZ)

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Licenses & Designations

BC

Issued 03/15/2011

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 01/30/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/01/2017

SIE - Securities Industry Essentials Examination

BC

Issued 02/17/2011

Series 6 - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 01/10/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Ari Mark Rosenbaum.
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