Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ari? Claim Your ProfileAri Louis Faneuil is a registered representative with Wells Fargo Clearing Services, LLC. Ari has been working in the financial industry since June 24, 2011. Prior to joining Wells Fargo, Ari was a registered representative with EF Legacy Securities, LLC and TIAA-CREF Individual & Institutional Services, LLC. Ari has a Series 66, Series 31, and Series 7 license. Ari is also registered as an Investment Advisor Representative in Nevada. Ari specializes in providing investment consulting services to institutional clients. Ari is also registered to provide financial planning, pension consulting, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NV
08/22/2022 - Present
Wells Fargo Clearing Services, LLC (LAS VEGAS NV)
KY
10/09/2020 - 05/13/2022
EF LEGACY SECURITIES, LLC (LOUISVILLE KY)
NV
03/22/2018 - 03/10/2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (LAS VEGAS NV)
LA
10/22/2010 - 03/05/2018
MORGAN STANLEY (NEW ORLEANS LA)
BOTH
Issued 08/09/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/12/2011
Series 31 - Futures Managed Funds Examination
BC
Issued 10/21/2010
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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