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Ari Lev Sigal

Northwestern Mutual Investment Services, LLC

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About Ari Lev Sigal

Ari Lev Sigal is a financial advisor with Northwestern Mutual Investment Services, LLC. Ari has been in the financial industry since 2014. Ari is registered with the state of California as both a broker-dealer and an investment advisor representative. Ari holds the Series 7, Series 66 and SIE exams. Ari provides investment research and referrals to other advisors.

Firm Information

Ari Sigal is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

5420 Lyndon B Johnson

DALLAS, TX 75240

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Ari Sigal’s Registration & Firm History

TX

10/20/2014 - Present

Northwestern Mutual Investment Services, LLC (DALLAS TX)

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Licenses & Designations

BOTH

Issued 10/16/2014

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 9/22/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ari Lev Sigal.
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