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Argho Datta

CTC, LLC

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About Argho Datta

Argho Datta is a securities professional registered with FINRA and has been active in the industry since April 22, 2022. Argho is currently employed with CTC, LLC in their Chicago, Illinois branch. Argho has passed the Securities Industry Essentials Examination (SIE) and the Securities Trader Exam (Series 57TO) in 2021 and 2022 respectively.

Firm Information

Argho Datta is currently registered with CTC, LLC. CTC, LLC is a Limited Liability Company that was formed on January 2, 1998. The firm has been approved for SEC registration and has a history of 17 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

193

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Argho Datta’s Registration & Firm History

IL

04/23/2022 - Present

CTC, LLC (CHICAGO IL)

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Licenses & Designations

BC

Issued 04/23/2022

Series 57TO - Securities Trader Exam

BC

Issued 10/25/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

Disclosures

There are no public disclosures for Argho Datta.
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