Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Aren? Claim Your ProfileAren Faruq is a financial advisor registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Aren is registered in Minnesota and Texas. Aren has over 20 years of experience in the financial services industry. Aren has a strong focus on working with high-net-worth individuals and providing portfolio management services to businesses and individuals. Aren's prior experience includes a position at Morgan Stanley DW Inc., and he is also active in the community, volunteering with the TeamFootworks non-profit organization.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MN
04/25/2019 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (MINNEAPOLIS MN)
NY
08/24/2001 - 07/09/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 03/04/2019
Series 66 - Uniform Combined State Law Examination
IA
Issued 11/01/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/01/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/26/2019
Series 7TO - General Securities Representative Examination
BC
Issued 12/28/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/08/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 08/23/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Aren Faruq is the right advisor for you? Invested Better is here to help.
