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Ardis Owens

Pruco Securities, LLC

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About Ardis Owens

Ardis Owens is a financial advisor with Pruco Securities, LLC. Ardis has been in the financial services industry since 2001. Ardis is registered to provide securities and investment advisory services in Michigan, New York, Pennsylvania, and Texas. Ardis is also a Certified Financial Planner™ and has experience working for several other financial services firms, including TIAA-CREF, Chelsea Financial Services, and Northwestern Mutual Investment Services, LLC.

Firm Information

Ardis Owens is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Ardis Owens’s Registration & Firm History

NY

09/21/2023 - Present

Pruco Securities, LLC (Brooklyn NY)

NY

03/16/2023 - 08/16/2023

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (NEW YORK NY)

NY

10/01/2021 - 03/28/2022

CHELSEA FINANCIAL SERVICES (STATEN ISLAND NY)

NY

12/17/2015 - 10/10/2019

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (NEW YORK NY)

NY

05/11/2015 - 08/12/2015

SANDERS MORRIS HARRIS INC. (STATEN ISLAND NY)

NY

05/04/2011 - 03/30/2015

USAA FINANCIAL ADVISORS, INC. (NEW YORK NY)

NY

05/16/2007 - 04/08/2011

CHASE INVESTMENT SERVICES CORP. (BROOKLYN NY)

NY

05/24/2006 - 05/10/2007

HSBC SECURITIES (USA) INC. (NEW YORK NY)

NJ

01/29/2003 - 05/03/2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PENNINGTON NJ)

MN

11/27/2001 - 02/04/2002

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

11/27/2001 - 02/04/2002

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

BOTH

Issued 04/19/2003

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/26/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ardis Owens.
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