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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ardell? Claim Your ProfileArdell Roan is an investment advisor representative, licensed to provide investment advice in 35 states and 2 provinces. Ardell is currently registered with Wells Fargo Advisors Financial Network, LLC and has been in the industry since July 15, 2000. Ardell holds Series 3, 7, 9, 10, 63, 65, and 66 licenses. Ardell has experience working with individuals, high-net-worth individuals, corporations, charitable organizations, pension plans, and insurance companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
06/16/2022 - Present
Wells Fargo Advisors Financial Network, LLC (NEW CITY NY)
NY
09/10/2019 - 06/16/2022
WELLS FARGO CLEARING SERVICES, LLC (NEW CITY NY)
NJ
08/30/2019 - 09/10/2019
BANKERS LIFE SECURITIES, INC. (ROCHELLE PARK NJ)
NJ
06/01/2009 - 09/07/2017
MORGAN STANLEY (PARAMUS NJ)
NJ
07/16/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (RIDGEWOOD NJ)
NY
07/01/2003 - 07/09/2007
WACHOVIA SECURITIES, LLC (NEW CITY NY)
NY
07/20/1998 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BOTH
Issued 11/29/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/27/2020
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/01/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/16/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/26/1999
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/07/2017
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/2002
Series 3 - National Commodity Futures Examination
BC
Issued 07/17/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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