Unclaimed
Arda Thomas is a financial advisor with over 13 years of experience in the industry. Arda is currently registered with J.p. Morgan Securities LLC in California and Texas. Arda has held previous positions at firms like Merrill Lynch, Pierce, Fenner & Smith Incorporated, TD Ameritrade, Inc., and Citigroup Global Markets Inc. Arda has a strong track record of providing financial advice to a variety of clients, including high-net-worth individuals, corporations, and charitable organizations. Arda specializes in financial planning, portfolio management, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
12/26/2019 - Present
J.p. Morgan Securities LLC (VAN NUYS CA)
CA
10/23/2018 - 11/27/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NORTHRIDGE CA)
CA
03/24/2017 - 03/08/2018
SCOTTRADE, INC. (NORTHRIDGE CA)
CA
02/14/2012 - 03/29/2017
TD AMERITRADE, INC. (ENCINO CA)
CA
03/10/2010 - 12/21/2011
CITIGROUP GLOBAL MARKETS INC. (WOODLAND HILLS CA)
CA
02/06/2007 - 02/21/2009
FIDELITY BROKERAGE SERVICES LLC (WOODLAND HILLS CA)
CA
09/02/2005 - 01/05/2007
MORGAN STANLEY DW INC. (WOODLAND HILLS CA)
BOTH
Issued 09/16/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/08/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/22/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 09/01/2005
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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