Unclaimed
Archie Mcwilliams Hughes is a financial advisor with Arete Wealth Management, LLC in Chicago, Illinois. Archie has over 20 years of experience in the financial services industry, having worked at a number of prominent firms including Griffin Capital Securities, LLC and CNL Securities Corp. Archie is a licensed Series 7 and Series 63 securities representative and holds the SIE exam. Archie is registered with the Financial Industry Regulatory Authority (FINRA) and holds registrations in 36 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
07/10/2023 - Present
Arete Wealth Management, LLC (CHICAGO IL)
CA
08/23/2021 - 07/28/2023
GRIFFIN CAPITAL SECURITIES, LLC (IRVINE CA)
CA
11/26/2019 - 08/24/2021
SHOPOFF SECURITIES, INC. (IRVINE CA)
FL
07/11/2015 - 10/16/2019
TRILOMA SECURITIES, LLC (WINTER PARK FL)
FL
02/08/2002 - 06/17/2015
CNL SECURITIES CORP. (ORLANDO FL)
GA
09/20/2000 - 01/16/2002
WELLS INVESTMENT SECURITIES,INC. (NORCROSS GA)
BC
Issued 04/11/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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