Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Archie? Claim Your ProfileArchie Bartholomew Gaither is a financial advisor with Schwab Wealth Advisory, Inc. Archie is a registered representative with FINRA and the state of Indiana, with over 5 years of experience in the financial services industry. Archie's previous experience includes working at Northwestern Mutual Investment Services, LLC, Charles Schwab & Co., Inc., and J.P. Morgan Securities LLC. Archie holds a Series 7, Series 9, Series 10, Series 63 and Series 66 license. Archie provides financial advice to individuals and businesses and specializes in financial planning and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Swa program paid by wrap sponsor pursuant to cost plan formula.
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2
IN
10/25/2022 - Present
Schwab Wealth Advisory, Inc. (Indianapolis IN)
IN
04/09/2018 - 09/15/2022
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (INDIANAPOLIS IN)
IN
05/08/2017 - 03/28/2018
CHARLES SCHWAB & CO., INC. (Indianapolis IN)
IL
03/01/2017 - 04/03/2017
J.P. MORGAN SECURITIES LLC (Chicago IL)
IL
08/17/2016 - 01/13/2017
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CHICAGO IL)
BOTH
Issued 03/05/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/17/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/19/2024
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/13/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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