Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Archena? Claim Your ProfileArchena Alagappan is a registered investment advisor representative with Neuberger Berman BD LLC, based in New York, NY. Archena is also registered as an investment advisor in New York. Archena has been in the financial services industry for over 8 years and has previously held roles at Compass Distributors, LLC and Citigroup.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
07/18/2022 - Present
Neuberger Berman BD LLC (NEW YORK NY)
NY
07/02/2018 - 04/11/2022
COMPASS DISTRIBUTORS, LLC (New York NY)
NY
11/14/2012 - 07/21/2016
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
IA
Issued 07/18/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/16/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/10/2012
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 11/26/2012
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 11/13/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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