Unclaimed
Archana Joshee is a financial professional with over 10 years of experience in the financial industry. Archana is currently registered with TD Securities (USA) LLC, which has been in business for many years. Archana specializes in securities and investments. Archana has passed the Series 7, Series 63, and Series 79 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/07/2021 - Present
TD Securities (usa) LLC (NEW YORK NY)
NY
09/09/2010 - 07/14/2016
TD SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 11/04/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/15/2010
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 09/08/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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