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Archana Joshee

TD Securities (usa) LLC

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About Archana Joshee

Archana Joshee is a financial professional with over 10 years of experience in the financial industry. Archana is currently registered with TD Securities (USA) LLC, which has been in business for many years. Archana specializes in securities and investments. Archana has passed the Series 7, Series 63, and Series 79 exams.

Firm Information

Archana Joshee is currently registered with TD Securities (usa) LLC. TD Securities (USA) LLC is a Limited Liability Company formed in November 2004. The firm is registered in all 50 states, as well as the District of Columbia and Puerto Rico. It is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

174

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Archana Joshee’s Registration & Firm History

NY

04/07/2021 - Present

TD Securities (usa) LLC (NEW YORK NY)

NY

09/09/2010 - 07/14/2016

TD SECURITIES (USA) LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/04/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/15/2010

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 09/08/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Archana Joshee.
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