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Arcangelo Grisi

Wells Fargo Securities, LLC

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About Arcangelo Grisi

Arcangelo Grisi is a financial professional with experience in the industry. Arcangelo is currently registered with Wells Fargo Securities, LLC and has been in the industry since September 6, 2021. Arcangelo has passed the Series 3, Series 7TO, Series 14 and SIE exams. Arcangelo has been previously registered with HSBC Securities (USA) Inc.

Firm Information

Arcangelo Grisi is currently registered with Wells Fargo Securities, LLC. Wells Fargo Securities, LLC is a Limited Liability Company formed in March 2003. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

1,325

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Arcangelo Grisi’s Registration & Firm History

NY

06/05/2024 - Present

Wells Fargo Securities, LLC (New York NY)

NY

07/27/2021 - 04/23/2024

HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)

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Licenses & Designations

BC

Issued 07/27/2021

Series 14 - Compliance Officer Examination

BC

Issued 02/10/2022

SIE - Securities Industry Essentials Examination

BC

Issued 01/19/2022

Series 7TO - General Securities Representative Examination

BC

Issued 01/17/2017

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Arcangelo Grisi.
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