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Arben Gecaj

Cabot Lodge Securities LLC

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About Arben Gecaj

Arben Gecaj is a financial professional with over 20 years of experience in the industry. Arben currently holds a position at Cabot Lodge Securities LLC, located in White Plains, NY. Arben's previous roles include positions at firms such as PURSHE KAPLAN STERLING INVESTMENTS, ALLIED BEACON PARTNERS, INC., and CLARK DODGE & CO., INC. Arben is licensed in a variety of states and holds several securities licenses, including Series 7, 63, 65, 24 and 4. Arben has demonstrated expertise in a wide range of financial products and services.

Firm Information

Arben Gecaj is currently registered with Cabot Lodge Securities LLC. Cabot Lodge Securities LLC is a Limited Liability Company formed in October 2011 and is registered in all 50 states and the District of Columbia. The firm has been subject to two Regulatory Events and one Arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

30

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Arben Gecaj’s Registration & Firm History

NY

06/26/2013 - Present

Cabot Lodge Securities LLC (WHITE PLAINS NY)

NY

05/29/2019 - 08/27/2019

PURSHE KAPLAN STERLING INVESTMENTS (White Plains NY)

NY

04/30/2010 - 07/03/2013

ALLIED BEACON PARTNERS, INC. (WHITE PLAINS NY)

NY

06/12/2003 - 05/28/2010

CLARK DODGE & CO., INC. (WHITE PLAINS NY)

NJ

12/05/2001 - 06/20/2003

RYAN BECK & CO. (FLORHAM PARK NJ)

NY

04/13/2001 - 12/13/2001

ADOLPH KOMORSKY INVESTMENTS (TARRYTOWN NY)

NY

12/08/2000 - 04/02/2001

WHALE SECURITIES CO., L.P. (NEW YORK NY)

MO

07/17/2000 - 12/07/2000

CLEARING SERVICES OF AMERICA, INC. (ST. LOUIS MO)

NY

07/23/1998 - 12/15/1998

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

10/23/1996 - 06/12/1998

ROYCE INVESTMENT GROUP, INC. (WOODBURY NY)

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Licenses & Designations

IA

Issued 07/28/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/12/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/02/2003

Series 4 - Registered Options Principal Examination

BC

Issued 06/12/1997

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/05/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for Arben Gecaj. Review regulatory record here.
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