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Aramis Jon Guerin

PHX Financial, Inc.

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About Aramis Jon Guerin

Aramis Guerin is a financial advisor with PHX Financial, Inc. Aramis has been in the industry since November 23, 2018. Aramis holds the Series 63, Series 7, and SIE licenses. Aramis Guerin is currently registered in 21 states. Aramis was previously employed by SW FINANCIAL, WORDEN CAPITAL MANAGEMENT LLC, and NATIONAL SECURITIES CORPORATION.

Firm Information

Aramis Guerin is currently registered with PHX Financial, Inc.. PHX Financial, Inc. is a Corporation formed in December 2006. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 3 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

65

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Aramis Guerin’s Registration & Firm History

NY

09/06/2022 - Present

PHX Financial, Inc. (NEW YORK NY)

NY

12/10/2019 - 08/31/2022

SW FINANCIAL (NEW YORK NY)

NY

10/07/2019 - 12/11/2019

WORDEN CAPITAL MANAGEMENT LLC (New York NY)

NJ

11/19/2018 - 02/01/2019

NATIONAL SECURITIES CORPORATION (JERSEY CITY NJ)

NJ

12/21/2017 - 08/24/2018

NATIONAL SECURITIES CORPORATION (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 01/18/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/24/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/21/2017

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Aramis Jon Guerin. Review regulatory record here.
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