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Aram Seferian

Arete Wealth Management, LLC

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About Aram Seferian

Aram Seferian is a financial advisor with over 25 years of experience in the financial services industry. Aram is currently registered with Arete Wealth Management, LLC in Melville, New York. Aram is also licensed in 42 states and has passed the Series 7, Series 63, and SIE exams. Aram is a dedicated financial professional with a focus on providing personalized financial advice to clients. Aram has also previously been employed by National Securities Corporation, Continental Broker-Dealer Corp. and Stratton Oakmont Inc.

Firm Information

Aram Seferian is currently registered with Arete Wealth Management, LLC. Arete Wealth Management, LLC is a Limited Liability Company formed on January 20, 1998. The firm is registered with the SEC and in 53 states.

Not reported

Assets Under Management

Not reported

Total Clients

88

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Aram Seferian’s Registration & Firm History

NY

07/21/2022 - Present

Arete Wealth Management, LLC (Melville NY)

NY

01/29/2004 - 07/20/2022

NATIONAL SECURITIES CORPORATION (MELVILLE NY)

NY

10/03/1996 - 01/29/2004

CONTINENTAL BROKER-DEALER CORP. (CARLE PLACE NY)

NY

05/07/1996 - 08/06/1996

STRATTON OAKMONT INC. (LAKE SUCCESS NY)

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Licenses & Designations

BC

Issued 05/17/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/07/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 4 public disclosures for Aram Seferian. Review regulatory record here.
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