Unclaimed
Aradine Stephenson is an investment advisor representative, registered with the state of Texas. Aradine has been in the securities industry since 2016 and is currently employed with AllianceBernstein LP. Previously, Aradine was employed by SCOTIA CAPITAL (USA) INC. Aradine has a Series 7, Series 63, Series 79, Series 65, and SIE license. Aradine Stephenson has experience in investment banking, portfolio management, and asset allocation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
TX
06/18/2024 - Present
Alliancebernstein LP (HOUSTON TX)
TX
09/01/2016 - 05/06/2019
SCOTIA CAPITAL (USA) INC. (HOUSTON TX)
IA
Issued 06/18/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/09/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/19/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/01/2016
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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