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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Aradhana? Claim Your ProfileAradhana Kuhn is a financial advisor with over 20 years of experience in the industry. Aradhana has held positions at several prominent firms including Citigroup Global Markets Inc., UBS Financial Services Inc., Wachovia Securities, LLC, and Spear, Leeds & Kellogg Specialists LLC. Aradhana currently holds several licenses and registrations, including Series 3, 7, 55, 63, and 65, as well as the Securities Industry Essentials Examination (SIE). Aradhana is currently registered with Morgan Stanley and has an active advisory license in several states, including Connecticut, New Jersey, and Texas. Aradhana specializes in providing asset allocation advice, financial planning, and portfolio management services for individuals, businesses, and investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
MA
04/02/2020 - Present
Morgan Stanley (Boston MA)
NY
10/03/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
07/09/2004 - 10/14/2008
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
MO
10/29/2002 - 07/14/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
01/28/2002 - 07/29/2002
SPEAR, LEEDS & KELLOGG SPECIALISTS LLC (NEW YORK NY)
NY
10/01/2001 - 07/29/2002
SPEAR, LEEDS & KELLOGG, L.P. (NEW YORK NY)
NY
05/12/1999 - 09/28/1999
LAIDLAW GLOBAL SECURITIES, INC. (NEW YORK NY)
NY
08/10/1998 - 08/19/1998
LAIDLAW GLOBAL SECURITIES, INC. (NEW YORK NY)
IA
Issued 07/28/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/28/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/14/2005
Series 3 - National Commodity Futures Examination
BC
Issued 11/09/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/07/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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