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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Arabelle? Claim Your ProfileArabelle Caroline Fedora Parker is a financial advisor with Nuveen Asset Management, LLC. Arabelle is a registered investment advisor representative in Illinois and is also registered to sell securities in North Carolina. Arabelle's professional experience includes working at Nuveen Securities, LLC in Charlotte, NC. Arabelle has also worked at Eaton Vance Investment Managers in New York, NY, Dexia Credit Local in New York, NY, Emory University Goizueta Business School in Atlanta, GA, and most recently at Nuveen Asset Management, LLC in Chicago, IL. Arabelle specializes in providing financial advice to individuals, businesses, investment companies, and pooled investment vehicles. Arabelle is also a registered representative of Nuveen Securities, LLC. Arabelle has passed the Series 7, Series 63, Series 66, and SIE exams. Arabelle is a member of the Financial Industry Regulatory Authority (FINRA) and is subject to its rules and regulations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Model portfolio advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
IL
05/05/2021 - Present
Nuveen Asset Management, LLC (CHICAGO IL)
NY
02/18/2010 - 03/08/2011
INDEPENDENT BROKERS LLC (WOODBURY NY)
BOTH
Issued 04/23/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/25/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/19/2021
Series 7TO - General Securities Representative Examination
BC
Issued 01/29/2021
SIE - Securities Industry Essentials Examination
BC
Issued 02/17/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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