Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ara? Claim Your ProfileAra Malazian is a financial advisor who has been in the industry since 1995. Ara is currently registered with LPL Financial LLC and has been with the firm since November 2017. Ara is also registered with the state of California as both a broker and an investment advisor. Ara has a wide range of experience in the financial services industry and is committed to providing clients with personalized financial advice. Ara specializes in financial planning, portfolio management, and retirement planning. Ara holds the Series 6, 7, 9, 10, 24, 63 and 65 licenses and the SIE designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
11/29/2017 - Present
LPL Financial LLC (SANTA ANA CA)
CA
04/01/2003 - 11/29/2017
NATIONAL PLANNING CORPORATION (SANTA ANA CA)
AZ
09/13/1995 - 04/08/2003
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
IA
Issued 06/02/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/01/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/09/1998
Series 24 - General Securities Principal Examination
BC
Issued 02/27/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/31/1996
Series 7 - General Securities Representative Examination
BC
Issued 08/29/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Ara Malazian is the right advisor for you? Invested Better is here to help.
