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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Aquil? Claim Your ProfileAquil Abbas Naeem is a financial advisor with LPL Financial LLC in FORT MILL, South Carolina. Aquil has been working in the financial services industry since 2006. Aquil has held previous roles at CHARLES SCHWAB & CO., INC., FIDELITY BROKERAGE SERVICES LLC, PNC INVESTMENTS and UBS FINANCIAL SERVICES INC.. Aquil holds FINRA Series 4, 7, 24, 52TO, 53, 63 and 65 licenses and is registered in 53 states. Aquil provides investment advice to individuals, high net worth individuals, corporations, charitable organizations, pension and profit sharing plans, and investment clubs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
08/30/2018 - Present
LPL Financial LLC (FORT MILL SC)
OH
11/13/2015 - 03/29/2016
CHARLES SCHWAB & CO., INC. (RICHFIELD OH)
OH
09/20/2013 - 10/22/2015
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE OH)
OH
08/27/2010 - 08/21/2013
PNC INVESTMENTS (CLEVELAND OH)
NC
07/29/2008 - 07/12/2010
UBS FINANCIAL SERVICES INC. (CHARLOTTE NC)
NC
07/07/2006 - 07/11/2008
E*TRADE SECURITIES LLC (CHARLOTTE NC)
IA
Issued 09/29/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/20/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/11/2018
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/26/2018
Series 4 - Registered Options Principal Examination
BC
Issued 09/24/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/06/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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