Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Apurwa? Claim Your ProfileApurwa Pokhrel is a registered representative with TD Securities (usa) LLC, located in New York, NY. Apurwa has been in the securities industry since April 20, 2014. Apurwa holds the Series 63, Series 7TO, SIE, and Series 79 licenses. Apurwa's previous employers include SunTrust Robinson Humphrey, Inc. and BMO Capital Markets Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/21/2019 - Present
TD Securities (usa) LLC (NEW YORK NY)
IL
04/07/2014 - 07/24/2017
SUNTRUST ROBINSON HUMPHREY, INC. (CHICAGO IL)
IL
09/05/2011 - 07/18/2013
BMO CAPITAL MARKETS CORP. (CHICAGO IL)
BC
Issued 09/10/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/26/2019
Series 7TO - General Securities Representative Examination
BC
Issued 07/24/2017
SIE - Securities Industry Essentials Examination
BC
Issued 09/03/2011
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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