Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you April? Claim Your ProfileApril Y Tardiff is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. April has been in the industry since 2004. April is registered with FINRA and has passed the Series 7, 9, 10, 31 and SIE exams. April is also registered with the state of Maine. In addition to Merrill Lynch, April has previously worked for Raymond James & Associates, Inc., A. G. Edwards & Sons, Inc., MetLife Securities Inc., and Metropolitan Life Insurance Company. April has a wide range of experience and expertise in financial advising, including portfolio management for individuals and businesses, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
ME
10/24/2012 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PORTLAND ME)
ME
07/06/2007 - 01/20/2012
RAYMOND JAMES & ASSOCIATES, INC. (PORTLAND ME)
ME
10/11/2004 - 07/12/2007
A. G. EDWARDS & SONS, INC. (PORTLAND ME)
MA
09/20/2004 - 10/11/2004
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
09/20/2004 - 10/11/2004
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BOTH
Issued 10/22/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/22/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/06/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/16/2021
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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