Unclaimed
April Rodriguez is a financial professional with over 17 years of experience in the financial services industry. April holds the Series 6, 26, and 63 licenses, and has a strong understanding of investment company products and variable contracts. April currently works at Equitable Distributors, LLC and is registered in New York. Previously, April worked at NYLIFE DISTRIBUTORS LLC and IFMG SECURITIES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/01/2012 - Present
Equitable Distributors, LLC (New York NY)
NY
11/06/2008 - 08/01/2012
NYLIFE DISTRIBUTORS LLC (SLEEPY HOLLOW NY)
NY
09/13/2005 - 08/29/2008
IFMG SECURITIES, INC. (PURCHASE NY)
BC
Issued 07/09/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/18/2005
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/12/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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