Unclaimed
April Marie Ghory is a financial advisor who has been working in the industry since February 2006. April is currently registered with Morgan Stanley and has been with the firm since November 2016. April holds Series 3, 7, 9, 10, 31 and 66 licenses and is registered with the Financial Industry Regulatory Authority (FINRA). April is registered in 53 states and the District of Columbia as well as several territories. Prior to joining Morgan Stanley, April was employed by MORGAN STANLEY & CO. INCORPORATED and MORGAN STANLEY DW INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
IN
04/02/2020 - Present
Morgan Stanley (Indianapolis IN)
OH
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (CENTERVILLE OH)
OH
02/15/2006 - 04/02/2007
MORGAN STANLEY DW INC. (CENTERVILLE OH)
BOTH
Issued 11/13/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/27/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/12/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/2018
Series 3 - National Commodity Futures Examination
BC
Issued 09/29/2011
Series 31 - Futures Managed Funds Examination
BC
Issued 02/14/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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