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April Margaret Gaffney

Joseph Gunnar & Co. LLC

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About April Margaret Gaffney

April Margaret Gaffney is a registered representative with Joseph Gunnar & Co. LLC, a financial firm headquartered in Uniondale, New York. April has been in the financial industry since 2010 and has a Series 11 license. She is experienced in the financial industry and has worked with previous firms such as SPARTAN CAPITAL SECURITIES, LLC, LAIDLAW & COMPANY (UK) LTD., and OBSIDIAN FINANCIAL GROUP, LLC. Her specialization is in the financial planning and advisory services for individual clients.

Firm Information

April Gaffney is currently registered with Joseph Gunnar & Co. LLC. Joseph Gunnar & Co. LLC is a Limited Liability Company registered with the SEC and in 53 states. The firm, founded in 1997, is headquartered in Uniondale, New York and provides portfolio management services for individuals and selects other advisers. They are registered to offer wrap fee programs and have reported 5 regulatory events and 12 arbitration disclosures.
Joseph Gunnar & Co. LLC

1000 RXR PLAZA

UNIONDALE, NY 11556

$31.02M

Assets Under Management

Not reported

Total Clients

36

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Share in fees paid to tpmms

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April Gaffney’s Registration & Firm History

NY

08/21/2023 - Present

Joseph Gunnar & Co. LLC (UNIONDALE NY)

NY

08/02/2023 - 08/16/2023

SPARTAN CAPITAL SECURITIES, LLC (NEW YORK NY)

NY

09/18/2013 - 04/20/2023

LAIDLAW & COMPANY (UK) LTD. (MELVILLE NY)

NY

07/13/2009 - 12/12/2012

OBSIDIAN FINANCIAL GROUP, LLC (WOODBURY NY)

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Licenses & Designations

BC

Issued 07/11/2009

Series 11 - Assistant Representative-Order Processing Qualification Exam

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for April Margaret Gaffney.
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