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April Denise Dennis

SG Americas Securities, LLC

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About April Denise Dennis

April Denise Dennis is a financial advisor who has been in the industry since July 1, 2000. April is currently registered with SG Americas Securities, LLC, and is licensed in New York. Previously, April was registered with Standard Chartered Securities (North America) Inc., UBS Financial Services Inc., and UBS International Inc. April holds the SIE, Series 7 and Series 66 licenses.

Firm Information

April Dennis is currently registered with SG Americas Securities, LLC. SG Americas Securities, LLC is a Limited Liability Company formed on August 8, 2003. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They have a history of regulatory events, including 109 disclosures, as well as a criminal disclosure and an arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

557

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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April Dennis’s Registration & Firm History

NY

12/08/2016 - Present

SG Americas Securities, LLC (NEW YORK NY)

NY

03/23/2015 - 12/08/2016

STANDARD CHARTERED SECURITIES (NORTH AMERICA) INC. (NEW YORK NY)

NJ

04/04/2000 - 12/23/2014

UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)

NY

01/16/2008 - 01/01/2010

UBS INTERNATIONAL INC. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 06/01/2000

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/16/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for April Denise Dennis.
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