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April Anne Pekel

Northwestern Mutual Investment Services, LLC

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About April Anne Pekel

April Anne Pekel is a financial professional with over 5 years of experience in the financial services industry. April is currently registered with Northwestern Mutual Investment Services, LLC in Milwaukee, Wisconsin. April has worked for a number of other firms in the past including AXA Advisors, LLC, PRUCO Securities, LLC, and Northwestern Mutual Life Insurance Company. April has a Series 6, Series 63, and Series 65 license and has passed the Securities Industry Essentials Examination (SIE). April specializes in providing investment advice to individuals, insurance companies, and banking or thrift institutions.

Firm Information

April Pekel is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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April Pekel’s Registration & Firm History

WI

08/21/2019 - Present

Northwestern Mutual Investment Services, LLC (Milwaukee WI)

WI

10/08/2015 - 08/31/2017

AXA ADVISORS, LLC (MILWAUKEE WI)

WI

02/25/2015 - 10/08/2015

PRUCO SECURITIES, LLC. (WAUKESHA WI)

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Licenses & Designations

IA

Issued 07/14/2015

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/25/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/31/2017

SIE - Securities Industry Essentials Examination

BC

Issued 02/25/2015

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for April Anne Pekel.
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