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Aparna Bhattacharya

Nomura Securities International, Inc.

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About Aparna Bhattacharya

Aparna Bhattacharya is a registered representative with Nomura Securities International, Inc. Aparna has been in the securities industry since January 17, 2019. Aparna holds the Series 99 and SIE licenses. Aparna is located in the New York, NY branch office of Nomura Securities International, Inc.

Firm Information

Aparna Bhattacharya is currently registered with Nomura Securities International, Inc.. Nomura Securities International, Inc. is a corporation formed in 1969 and headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They offer research-related services and publish periodicals. Their clients include other investment advisors.
Nomura Securities International, Inc.

WORLD WIDE PLAZA

NEW YORK, NY 10019-7316

Not reported

Assets Under Management

1

Total Clients

78

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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research-related services

Research-related services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Negotiated fees for research-related services

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Aparna Bhattacharya’s Registration & Firm History

NY

01/17/2019 - Present

Nomura Securities International, Inc. (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/18/2019

SIE - Securities Industry Essentials Examination

BC

Issued 01/17/2019

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Aparna Bhattacharya.
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