Unclaimed
Anya Baugh is a financial professional with over 2 years of experience in the industry. Anya is registered to offer securities and investment advice in all 50 states, the District of Columbia, and Puerto Rico. Anya is currently employed by Mizuho Securities USA LLC and is located in the New York branch office. Anya is also a Series 3, Series 7TO and Series 63 license holder.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/04/2021 - Present
Mizuho Securities USA LLC (NEW YORK NY)
BC
Issued 10/18/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/16/2023
Series 3 - National Commodity Futures Examination
BC
Issued 10/04/2021
Series 7TO - General Securities Representative Examination
BC
Issued 09/14/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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