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Anwar Shah

Daiwa Capital Markets America Inc.

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About Anwar Shah

Anwar Shah is a financial professional registered with FINRA as a general securities representative. Anwar has been in the industry since 2014 and currently works for Daiwa Capital Markets America Inc.. Anwar previously worked for MF Global Inc. and Deutsche Bank Securities Inc.. Anwar is a Series 16 (NYSE Supervisory Analyst Examination) licensed professional.

Firm Information

Anwar Shah is currently registered with Daiwa Capital Markets America Inc.. Daiwa Capital Markets America Inc. is a corporation formed on December 8, 1964, and is registered in all 50 U.S. states, the District of Columbia, and Puerto Rico. The firm has been approved by the SEC and has a total of 53 registrations.

Not reported

Assets Under Management

Not reported

Total Clients

69

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Anwar Shah’s Registration & Firm History

NY

02/06/2019 - Present

Daiwa Capital Markets America Inc. (NEW YORK NY)

NY

02/03/2011 - 12/12/2011

MF GLOBAL INC. (NEW YORK NY)

NY

09/07/2007 - 01/04/2011

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/20/2018

Series 16 - NYSE Supervisory Analyst Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Anwar Shah.
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