Unclaimed
Anwar Austin is a financial advisor with over 2 years of experience in the industry. Anwar is currently registered with HSBC Securities (USA) Inc. in Connecticut, New Jersey, and New York. Anwar has passed the Series 66, Series 7TO, and SIE exams. Anwar's primary focus is on providing asset allocation recommendations and selecting third-party advisors to manage assets based on client approval. Anwar has experience working with a range of clients, including high-net-worth individuals, pooled investment vehicles, and corporations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
08/19/2024 - Present
Hsbc Securities (usa) Inc. (NEW YORK NY)
BOTH
Issued 06/19/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/17/2024
Series 7TO - General Securities Representative Examination
BC
Issued 03/28/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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