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Anwar Arthur Gorham

BA Securities, LLC

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About Anwar Arthur Gorham

Anwar Gorham is a registered representative with Ba Securities, LLC. Anwar is a securities professional with experience in the financial services industry. Anwar has held previous positions with Stifel, Nicolaus & Company, Incorporated. Anwar is licensed in multiple states and holds Series 63, SIE, and Series 79 securities registrations.

Firm Information

Anwar Gorham is currently registered with BA Securities, LLC. BA Securities, LLC is a Limited Liability Company formed on January 25, 2010. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

215

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Anwar Gorham’s Registration & Firm History

PA

06/27/2013 - Present

BA Securities, LLC (W. CONSHOHOCKEN PA)

MD

01/05/2011 - 05/10/2011

STIFEL, NICOLAUS & COMPANY, INCORPORATED (BALTIMORE MD)

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Licenses & Designations

BC

Issued 08/15/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/04/2011

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Anwar Arthur Gorham.
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