Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anupama? Claim Your ProfileAnupama Gupta ortiz is a financial professional with over 22 years of experience in the industry. Anupama is currently a Registered Representative at Fifth Third Securities, Inc. in the Hoffman Estates, IL office. Anupama previously worked at Horwitz & Associates, Inc. Anupama holds a Series 66, Series 53, Series 4, Series 24, Series 52TO, Series 99TO, SIE, and Series 7 licenses and provides financial planning, selection of other advisers, portfolio management for businesses, and portfolio management for individuals.
HOFFMAN ESTATES, IL
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Sponsor wrap fee program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
IL
06/15/2005 - Present
Fifth Third Securities, Inc. (HOFFMAN ESTATES IL)
IL
11/09/2000 - 04/06/2005
HORWITZ & ASSOCIATES, INC. (HIGHLAND PARK IL)
BOTH
Issued 6/28/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 1/2/2023
Series 14 - Compliance Officer Examination
BC
Issued 11/12/2004
Series 53 - Municipal Securities Principal Examination
BC
Issued 9/30/2004
Series 4 - Registered Options Principal Examination
BC
Issued 3/24/2004
Series 24 - General Securities Principal Examination
BC
Issued 3/8/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 3/7/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/8/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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