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Anupama Gupta ortiz

Fifth Third Securities, Inc.

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About Anupama Gupta ortiz

Anupama Gupta ortiz is a financial professional with over 22 years of experience in the industry. Anupama is currently a Registered Representative at Fifth Third Securities, Inc. in the Hoffman Estates, IL office. Anupama previously worked at Horwitz & Associates, Inc. Anupama holds a Series 66, Series 53, Series 4, Series 24, Series 52TO, Series 99TO, SIE, and Series 7 licenses and provides financial planning, selection of other advisers, portfolio management for businesses, and portfolio management for individuals.

Firm Information

Anupama Gupta ortiz is currently registered with Fifth Third Securities, Inc.. Fifth Third Securities, Inc. is a corporation headquartered in Cincinnati, Ohio. Founded in 1925, the firm offers a variety of advisory services, including financial planning, portfolio management for individuals and businesses, and selection of other advisors. Fifth Third Securities, Inc. manages over $7.9 billion in assets for a diverse range of clients including individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. The firm also participates in a wrap fee program.
Fifth Third Securities, Inc.

HOFFMAN ESTATES, IL

$7.98B

Assets Under Management

Not reported

Total Clients

1,080

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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sponsor wrap fee program

Sponsor wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Anupama Gupta ortiz’s Registration & Firm History

IL

06/15/2005 - Present

Fifth Third Securities, Inc. (HOFFMAN ESTATES IL)

IL

11/09/2000 - 04/06/2005

HORWITZ & ASSOCIATES, INC. (HIGHLAND PARK IL)

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Licenses & Designations

BOTH

Issued 6/28/2001

Series 66 - Uniform Combined State Law Examination

BC

Issued 1/2/2023

Series 14 - Compliance Officer Examination

BC

Issued 11/12/2004

Series 53 - Municipal Securities Principal Examination

BC

Issued 9/30/2004

Series 4 - Registered Options Principal Examination

BC

Issued 3/24/2004

Series 24 - General Securities Principal Examination

BC

Issued 3/8/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 3/7/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/8/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Anupama Gupta ortiz.
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