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Anupam Ranchhod Patel

Nylife Securities LLC

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About Anupam Ranchhod Patel

Anupam Ranchhod Patel is a registered representative with Nylife Securities LLC. Anupam has been in the securities industry since March 25, 1999. Anupam holds Series 6, Series 63, and SIE licenses. Anupam is registered in Illinois.

Firm Information

Anupam Patel is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Anupam Patel’s Registration & Firm History

IL

03/26/1999 - Present

Nylife Securities LLC (NORTHBROOK IL)

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Licenses & Designations

BC

Issued 03/10/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/25/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Anupam Ranchhod Patel. Review regulatory record here.
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