Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anupam? Claim Your ProfileAnupam Rama is a financial advisor with over 14 years of experience in the industry. Currently, Anupam is registered with J.P. Morgan Securities LLC and has been since October 2014. Anupam has previously held positions at Oppenheimer & Co. Inc. and J.P. Morgan Securities LLC. Anupam Rama has a diverse set of licenses including Series 63, SIE, Series 86, Series 87, and Series 7. Anupam Rama is licensed to provide financial advice in 53 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
10/22/2014 - Present
J.p. Morgan Securities LLC (SAN FRANCISCO CA)
NY
08/26/2014 - 10/02/2014
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
09/15/2010 - 08/20/2014
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
01/01/2009 - 08/18/2010
OPPENHEIMER & CO. INC. (NEW YORK NY)
BC
Issued 02/27/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/13/2009
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 03/25/2009
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 12/31/2008
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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